For more information regarding our securities practice, contact:

Ronald W. Schuler

Hugh B. Wellons

Amy King Condaras

Practice Group Roster

Regularly counseling clients on public and private securities compliance issues, Spilman attorneys are able to provide guidance with public and private offerings (PIPES), real estate securities and REITS, transactions, corporate compliance, regulatory compliance, and governance. We also assist with preparing and filing registration statements, proxy statements, private placement memoranda, and annual, quarterly and current reports, as well as other SEC filings.

We have a deep understanding of the regulations and requirements of a public company, including those related to the Securities Act of 1933, Securities Exchange Act of 1934, state Blue Sky laws, Uniform Securities Act, Sarbanes-Oxley Act, and Dodd-Frank Wall Street Reform and Consumer Protection Act., among others.
Our substantial experience in securities law enables us to respond quickly and effectively to whatever is required to complete a transaction. We realize that the client’s goal is to “close the deal,” and we are prepared to provide the services needed to support this goal. 

©2017 Spilman Thomas & Battle, PLLC
Michael J. Basile / Responsible Attorney